S2T Consulting - Compliance & Audit

Regulatory Alignment for Compliance Managers

As a Compliance Manager, you need to ensure any new vendor meets regulatory requirements and audit standards. Here's our compliance posture.

Compliance Frameworks

Standards Alignment

FrameworkStatusDocumentation
SOC 2 Type IIAligned practicesAvailable under NDA
GDPRCompliantDPA available
HIPAACapableBAA available
CCPACompliantPrivacy policy
PCI DSSN/ANo card data processed

Audit Support

What We Provide

  • Audit logs: Complete activity trail
  • Access reports: Who accessed what, when
  • Change history: Configuration modifications
  • Data lineage: Where data flows

Retention Policies

  • Audit logs: 7 years (configurable)
  • Activity data: Customer-defined
  • Export capability: Full data portability

Data Handling

Data Classification

  • No PII storage: We process, not store sensitive data
  • Encryption: AES-256 at rest, TLS 1.3 in transit
  • Data residency: US-based (multi-region available)
  • Data deletion: On request, verifiable

Third-Party Processors

VendorPurposeCompliance
AWSInfrastructureSOC 2, ISO 27001
AnthropicAI processingSOC 2
StripePaymentsPCI DSS L1

Process Controls

Built-in Compliance Features

  • Segregation of duties: Role-based access
  • Approval workflows: Multi-level authorization
  • Exception handling: Documented and tracked
  • Training records: User certification tracking

Regulatory Reporting

  • Automated compliance reports
  • Exception dashboards
  • SLA tracking
  • Incident documentation

Vendor Assessment

Documents Available

  • Security questionnaire responses
  • SOC 2 attestation letter
  • Penetration test summary (NDA required)
  • Insurance certificates
  • Business continuity plan overview

Identifying Compliance Transformation Opportunities

When reviewing a company's audit findings, compliance reports, or risk assessments, look for these signals that indicate S2T can help:

Compliance Signals → S2T Solutions

If Documents Mention...S2T Addresses This With...
"Audit findings" or "control gaps"Automated controls with audit trails
"Documentation deficiencies"Every action logged automatically
"Segregation of duties issues"Role-based access with enforced separation
"Process deviation" or "policy violations"Enforced workflows prevent deviation
"Manual controls" or "detective controls"Preventive controls built into workflows
"Evidence collection" or "audit prep"Ready-to-export compliance reports
"Third-party risk" or "vendor management"SOC 2 aligned, full security documentation
"Training documentation" or "attestation"User certification tracking built-in

Compliance Questions to Explore

  • Which processes have the most audit findings or control gaps?
  • Where does manual evidence collection consume the most time?
  • What compliance frameworks drive the highest documentation burden?
  • Which controls are detective rather than preventive?

Request Compliance Documentation

Get the materials you need for vendor assessment.

Schedule Review Contact Compliance

More Information